-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfLsbFbs1OvpA4xsoTQlBV2xC9zVRzmZQplMlpepXd5KxmbEWhrreiVkjIPXJ5mc TMM8qBtM2eLHJ1QLuN36eQ== 0000912057-99-006498.txt : 19991118 0000912057-99-006498.hdr.sgml : 19991118 ACCESSION NUMBER: 0000912057-99-006498 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TODHUNTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000098544 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 591284057 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49393 FILM NUMBER: 99759296 BUSINESS ADDRESS: STREET 1: 222 LAKEVIEW AVE STE 1500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 4076558977 MAIL ADDRESS: STREET 1: 222 LAKEVIEW AVE STE 1500 STREET 2: 222 LAKEVIEW AVE STE 1500 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PINCOURT A KENNETH JR CENTRAL INDEX KEY: 0000908696 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A SC 13D/A 1 SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 Amendment No. 2 Todhunter International, Inc. -------------------------------------------------------- (Name of Issuer) Common Stock $.01 Par Value -------------------------------------------------------- (Title of Class of Securities) 889050 10 0 -------------------------------------------------------- (CUSIP Number) A. Kenneth Pincourt, Jr. 222 Lakeview Avenue, Suite 1500 West Palm Beach, Florida 33401 561-655-8977 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 1, 1999 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 3 Pages --- CUSIP No. 889050 10 0 13D Page 2 of 3 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons A. Kenneth Pincourt, Jr. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / N/A - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / N/A - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization U.S.A. - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially Owned Power 655,985 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 0 -------------------------------------------------- (9) Sole Dispositive Power 655,985 -------------------------------------------------- (10) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 655,985 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 11.93% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 3 Pages --- --- AMENDMENT NO. 2 TO SCHEDULE 13D Item 5. INTEREST IN SECURITIES OF THE ISSUER: 1. Item 5(a) is amended by adding the following at the end thereof: As of November 1, 1999, subsequent to the transactions described in Section 5(c) below, Mr. Pincourt beneficially owned 655,985 shares of Todhunter Common Stock consisting of (i) 585,985 shares held by Mr. Pincourt directly; and (ii) 70,000 shares that may be acquired within 60 days of November 1, 1999 upon the exercise of outstanding options under the Todhunter 1992 Employee Stock Option Plan, as amended. This amount equals 11.93% of the outstanding shares of the Issuer, based on the shares outstanding as of August 12, 1999 (as reported in the Issuer's Form 10-Q filed with the SEC on August 13, 1999). 2. Item 5(b) is amended to read in full as follows: As of November 1, 1999, subsequent to the transaction described in Section 5(c) below, Mr. Pincourt has sole voting and investment power with respect to all 655,985 shares of Todhunter Common Stock described in response to Item 5(a) above. 3. Item 5(c) is amended to include the following at the end thereof: On November 1, 1999, 300,000 shares held by Mr. Pincourt were transferred without consideration to Mr. Pincourt as trustee of the Ferne Pincourt Revocable Trust, under agreement dated April 7, 1992, as amended (the "Trust"). Thereafter, on November 1, 1999, the Trust, in connection with its termination, distributed without consideration 479,693 shares to a nonaffiliate. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 12, 1999 /s/ A. Kenneth Pincourt, Jr. ---------------------------------------- A. Kenneth Pincourt, Jr. -----END PRIVACY-ENHANCED MESSAGE-----